Broker Check


srk Financial Group partners with 3(21) & 3(38) Co-Fiduciaries such as Mesirow Financial and Wilshire to provide Co-Fiduciary services for the plan.

Customized Retirement Plan Solutions for Small, Medium, and Large Companies

srk ∣ Financial Group is an Independent Advisory firm focusing on consulting for both publicly and privately held companies. We have the expertise to bring institutional-level fiduciary management procedures related to retirement plans from small, midsize, and large size companies to help the plan sponsor achieve their goals.

Every successful employer sponsored retirement plan has the four basic principles working in unison at all times.

What we do is implement these strategies to our fullest capabilities on your company’s behalf to reduce the burden and stress of this daunting task.

Contact me about 401(k) opportunities

Investment Consulting

We assist plan sponsors and investment committees in selecting and monitoring investment choices for their retirement plan.

  • Investment Policy Statement development and review
  • Fund menu design
  • Investment manager/mutual fund search and evaluation
  • Analyze all investment fees
  • QDIA selection and review
  • Ongoing performance monitoring

Plan Design Consulting

Through independent and customized plan design features, we help drive increased participation rates, savings rates, and investment diversification.

Assistance with the implementation of an ERISA 404(c) compliant program to help the Plan Sponsor with administrative efficiencies.

Fiduciary Oversight

We educate you and your investment committee members to help you understand your responsibilities, and keep you informed of industry trends, regulatory, and legislative issues, and best practice initiatives.

Ongoing customized performance reporting and monitoring according to the standards set within the plan’s Investment Policy Statement.

We partner with our clients to help them understand their fiduciary responsibilities as defined by ERISA.

We act solely in the interest of the plan participants thus avoiding conflicts of interest.

Vendor Management

We help identify the service providers who can best meet you and your employees’ needs through our RFP process.

We assist you with ongoing vendor management and oversight to ensure plan service providers are completing tasks and projects in a timely manner.